Skip to content

National practice guide

Name the document, feature, program, market, or law before calculating

A financing question can mention a lender, note, mortgage, adjustable rate, government program, disclosure, ratio, and payment in the same paragraph. Do not let the first familiar term choose the answer. Identify what the question asks, classify each fact by role, and only then use the relevant rule or formula.

Last updated: August 1, 2026

What skill does this practice set measure?

Short answer: Practice Financing in five connected layers. First, separate the debt from its collateral: the promissory note is the repayment promise, while the mortgage or deed of trust secures that promise with real property. Second, identify loan structure, including fixed, adjustable, amortized, balloon, interest-only, reverse, equity, construction, rehab, bridge, and seller financing. Third, distinguish conventional lending from FHA insurance, VA guaranty, and USDA support, and separate origination in the primary market from investment and liquidity in the secondary market. Fourth, match federal law to its purpose: RESPA and Regulation X for covered settlement practices, TILA and Regulation Z for credit-cost disclosures and related rules, TRID for the Loan Estimate and Closing Disclosure framework, and ECOA and Regulation B for equal credit opportunity. Fifth, solve the requested math using the correct base and period: LTV, points, debt ratios, PITI, interest, and mortgage insurance. In every scenario, state borrower, lender, document, collateral, feature, program, market, rule, required action, timing, and formula before deciding.

Official section
National IV: Financing
Broker weight
Approximately 10 of 100 scored national questions
Expected scored items
The current PSI broker outline assigns about 10% of the national portion to Financing

Actual lending depends on current statutes, regulations, official interpretations, lender overlays, investor guides, program handbooks, borrower eligibility, property eligibility, credit, income, assets, appraisal, insurance, disclosures, and transaction documents. Program limits, fees, underwriting thresholds, interest rates, mortgage-insurance rules, and disclosure forms can change. A national question usually supplies the numerical assumptions it needs. Do not substitute a memorized market rate, debt-ratio limit, down-payment amount, point-to-rate tradeoff, or program requirement when the stem supplies another fact. This guide teaches exam classification and setup, not credit, loan, tax, legal, appraisal, or financial advice. Sources were checked through August 1, 2026.

Ready to work the set?

These questions are original study items aligned to the published outline. They are not copied, recalled, or predicted PSI questions.

1. Which document contains a borrower's promise to repay?

  1. Promissory note
  2. Mortgage
  3. Deed
  4. Title policy
Show answer and explanation

Answer: Promissory note

The note evidences the debt. A mortgage or deed of trust secures that debt with real property.

2. A loan's rate is based on an index plus margin and can change subject to caps. What is it?

  1. Adjustable-rate mortgage
  2. Fixed-rate mortgage
  3. Fully amortized constant-rate note only
  4. Deed restriction
Show answer and explanation

Answer: Adjustable-rate mortgage

Index, margin, adjustment periods, and caps are characteristic ARM terms.

3. Which program provides federal mortgage insurance?

  1. FHA
  2. VA
  3. Conventional conforming only
  4. Private seller only
Show answer and explanation

Answer: FHA

FHA insures eligible loans made through approved lenders; VA uses a guaranty framework for eligible borrowers.

4. A $270,000 loan uses a $300,000 stated value base. What is the LTV?

  1. 90%
  2. 10%
  3. 111.11%
  4. 81%
Show answer and explanation

Answer: 90%

$270,000 / $300,000 = 0.90, or 90%.

5. Which federal framework most directly prohibits discrimination in a credit transaction?

  1. ECOA and Regulation B
  2. RESPA only
  3. CERCLA
  4. Sherman Act only
Show answer and explanation

Answer: ECOA and Regulation B

ECOA and Regulation B govern equal credit opportunity and related creditor duties.

Which answer habits should you watch for?

Trap
Call the mortgage the promise to repay.
Correction
The note contains the promise; the mortgage or deed of trust supplies security.
Trap
Reverse mortgagor and mortgagee.
Correction
The borrower mortgagor gives the mortgage to the lender mortgagee.
Trap
Assume an ARM has no limits.
Correction
Read its index, margin, adjustment timing, and rate or payment caps.
Trap
Treat a balloon loan as fully paid after regular installments.
Correction
Check the substantial balance remaining at maturity.
Trap
Say FHA or VA makes every program loan directly.
Correction
Distinguish private origination from federal insurance or guaranty.
Trap
Use conventional and conforming as exact synonyms.
Correction
Conventional describes no government insurance or guaranty; conforming describes investor eligibility standards.
Trap
Place Fannie Mae and Freddie Mac in the borrower origination role.
Correction
Use primary for origination and secondary for post-origination liquidity and investment.
Trap
Assume one universal debt-ratio approval limit.
Correction
Use the ratio and underwriting facts supplied or the current applicable program source.
Trap
Calculate points from purchase price.
Correction
Point dollars use loan amount as the base.
Trap
Add annual tax directly to monthly P&I.
Correction
Convert every PITI component to one month before addition.
Trap
Treat RESPA, TILA, and ECOA as interchangeable acronyms.
Correction
Match each framework to its regulated event and consumer protection.
Trap
Use a memorized current interest rate in an exam calculation.
Correction
Use the rate and assumptions stated in the problem.

How should you reason through a difficult item?

Separate the note from the mortgage

Scenario: A question asks which document contains the borrower's promise to repay principal and interest and which document creates the real-property security interest.

  1. The promise and debt terms belong in the promissory note.
  2. The mortgage or deed of trust supplies the real-property collateral relationship.
  3. The documents are connected but perform different legal functions.

Answer: The note evidences the debt; the mortgage or deed of trust secures it.

Identify an adjustable rate

Scenario: A loan's future note rate equals a published index plus a lender margin, subject to periodic and lifetime limits.

  1. The index can move with the referenced market measure.
  2. The margin is added under the note's adjustment formula.
  3. Caps limit specified changes but do not make the loan fixed.

Answer: The facts describe an adjustable-rate mortgage.

Distinguish FHA and VA

Scenario: One loan is federally insured through an approved-lender program. Another is supported by a guaranty for an eligible veteran.

  1. Federal insurance points to FHA.
  2. Eligible-veteran guaranty points to VA.
  3. Neither label means the agency necessarily originated the ordinary private loan.

Answer: The first is FHA-insured; the second is VA-guaranteed.

Calculate LTV

Scenario: A simplified problem gives a $340,000 loan and a $400,000 value base. What is LTV?

  1. LTV equals loan divided by the stated value base.
  2. $340,000 / $400,000 = 0.85.
  3. Convert the decimal to 85%.

Answer: The LTV is 85%.

Calculate point dollars

Scenario: A borrower pays 1.25 points on a $320,000 loan. What is the dollar charge?

  1. One point equals 1% of loan amount.
  2. Convert 1.25% to 0.0125.
  3. $320,000 x 0.0125 = $4,000.

Answer: The point charge is $4,000.

Match the federal law

Scenario: A creditor applies a different credit standard because an applicant belongs to a protected group.

  1. The conduct concerns discrimination in a credit transaction.
  2. ECOA and Regulation B govern equal credit opportunity.
  3. RESPA settlement-service rules do not replace the credit-discrimination analysis.

Answer: The central federal framework is ECOA and Regulation B.

How should you solve a Financing practice question?

  1. Identify whether the question asks about a document, clause, loan structure, program, market, law, underwriting decision, disclosure, or calculation.
  2. Name the parties and their roles, including borrower, lender, seller creditor, guarantor, insurer, investor, servicer, or regulator.
  3. Separate the repayment obligation from collateral and the loan feature from the government or investor program.
  4. Place the event on the timeline from application and estimate through underwriting, approval, closing, servicing, default, and payoff.
  5. Match federal law to the regulated event, protected consumer interest, required action, and timing supplied by the facts.
  6. For math, label the target, formula, percentage base, value definition, time period, and required answer unit.
  7. Test the nearest competing choice by stating the missing fact it would require.
  8. Use current official program and regulatory sources in real practice and avoid inventing a market rate or approval threshold.
Question signal
Promise to repay
Likely concept
Promissory note
Critical check
Debt terms
Question signal
Real property as collateral
Likely concept
Mortgage or deed of trust
Critical check
Security interest
Question signal
Balance due after default
Likely concept
Acceleration
Critical check
Trigger and entire debt
Question signal
Rate can reset
Likely concept
ARM
Critical check
Index, margin, caps, timing
Question signal
Large amount due at maturity
Likely concept
Balloon
Critical check
Remaining principal
Question signal
Federal mortgage insurance
Likely concept
FHA
Critical check
Eligible loan and lender
Question signal
Eligible veteran guaranty
Likely concept
VA
Critical check
Borrower and entitlement
Question signal
Lender originates to borrower
Likely concept
Primary market
Critical check
Initial transaction
Question signal
Referral fee for settlement business
Likely concept
RESPA
Critical check
Covered service and exception
Question signal
Loan divided by value
Likely concept
LTV
Critical check
Correct value base

Which outline areas does this set sample?

Topic
Promissory note
What to know
Borrower, lender, promise, principal, interest, payment, maturity, default, negotiable instrument, evidence of debt, and obligation
Best exam move
Choose the note when the question asks where the repayment promise and debt terms appear.
Topic
Mortgage or deed of trust
What to know
Security instrument, collateral, real property, lien, mortgagor, mortgagee, trustor, beneficiary, trustee, foreclosure, and release
Best exam move
Choose the security instrument when the question asks what subjects real property to the debt.
Topic
Mortgage clauses
What to know
Acceleration, alienation, due on sale, defeasance, prepayment, subordination, insurance, taxes, assignment of rents, default, and release
Best exam move
Match the triggering event to the clause's function rather than its familiar wording alone.
Topic
Lien theory and title theory
What to know
Lien, legal title, equitable title, security interest, borrower possession, foreclosure method, jurisdiction, deed of trust, and no universal procedure
Best exam move
Use the jurisdictional rule supplied by the question and do not infer foreclosure procedure from one label alone.
Topic
Fixed and adjustable rates
What to know
Fixed rate, ARM, index, margin, initial rate, adjustment period, rate cap, payment cap, lifetime cap, reset, and risk
Best exam move
Separate the market index from lender margin and identify which cap limits which change.
Topic
Amortized, balloon, and interest-only loans
What to know
Principal reduction, level payment, negative amortization, maturity, balance, balloon payment, interest-only period, term, and payment structure
Best exam move
Trace what happens to principal over time and what remains due at maturity.
Topic
Conventional and conforming loans
What to know
Private lending, no government insurance, conforming, nonconforming, investor standard, conventional, mortgage insurance, down payment, and lender risk
Best exam move
Do not use conventional and conforming as exact synonyms or assume every conventional loan avoids mortgage insurance.
Topic
FHA loans
What to know
Federal Housing Administration, insurance, approved lender, borrower, property, mortgage insurance premium, handbook, eligibility, appraisal, and no direct-lender assumption
Best exam move
Identify federal insurance rather than a VA guaranty or ordinary conventional structure.
Topic
VA loans
What to know
Department of Veterans Affairs, guaranty, certificate of eligibility, veteran, service member, survivor, entitlement, funding fee, lender, appraisal, and occupancy
Best exam move
Identify the eligible borrower and VA guaranty without assuming the agency makes every loan.
Topic
USDA loans
What to know
Rural Development, eligible rural area, household income, guarantee, direct program, lender, property, primary residence, eligibility, and program distinction
Best exam move
Check area, borrower, and program facts rather than treating USDA as a general urban loan.
Topic
Seller financing
What to know
Installment sale, land contract, contract for deed, purchase-money mortgage, seller lender, note, security, title, default, disclosure, and federal rule
Best exam move
Identify who extends credit, who holds title or security, and what documents the stated arrangement creates.
Topic
Reverse and home-equity lending
What to know
Reverse mortgage, eligible homeowner, equity conversion, repayment trigger, home equity loan, HELOC, lump sum, credit line, second lien, and consumer protection
Best exam move
Separate a reverse-mortgage repayment structure from a closed-end equity loan and revolving HELOC.
Topic
Construction, rehab, and bridge loans
What to know
Draw, inspection, completion, short term, permanent financing, renovation, acquisition, existing property, timing gap, collateral, and conversion
Best exam move
Match loan purpose and duration to construction, improvement, or temporary transition needs.
Topic
Primary and secondary markets
What to know
Origination, borrower, lender, sale, investor, mortgage-backed security, liquidity, Fannie Mae, Freddie Mac, Ginnie Mae, and servicing
Best exam move
Choose primary for lender-to-borrower origination and secondary for post-origination investment activity.
Topic
Underwriting and qualification
What to know
Income, debt, assets, credit, employment, reserves, collateral, appraisal, housing ratio, total debt ratio, compensating factor, and lender standard
Best exam move
Use the inputs and ratios supplied rather than assuming one universal approval threshold.
Topic
LTV, PMI, points, and PITI
What to know
Loan, value, percentage, private mortgage insurance, risk, point, loan base, principal, interest, tax, insurance, annual, and monthly
Best exam move
Name each formula's base and align the payment period before calculating.
Topic
RESPA, TILA, TRID, and ECOA
What to know
Regulation X, settlement service, referral fee, escrow, servicing, Regulation Z, finance charge, APR, Loan Estimate, Closing Disclosure, Regulation B, discrimination, and notice
Best exam move
Match the regulated event and consumer protection to the correct federal framework.
Topic
Application through closing
What to know
Application, Loan Estimate, intent to proceed, documentation, underwriting, appraisal, title, approval, conditions, Closing Disclosure, consummation, rescission, and servicing
Best exam move
Place the document, decision, and disclosure at the correct point in the lending timeline.

What should you sort out before you begin?

Terms
Promissory note vs. mortgage
Difference
The note evidences the debt and promise. The mortgage or deed of trust secures it with real property.
Question cue
Obligation versus collateral.
Terms
Mortgagor vs. mortgagee
Difference
The mortgagor is the borrower granting the mortgage. The mortgagee is the lender receiving the security interest.
Question cue
Giver of lien versus holder of lien.
Terms
Fixed rate vs. ARM
Difference
A fixed rate remains stated for the loan term. An ARM can change under its index, margin, timing, and cap provisions.
Question cue
Stable note rate versus rule-based adjustment.
Terms
Amortized loan vs. balloon loan
Difference
An amortized schedule reduces principal through payments. A balloon structure leaves a substantial balance due at maturity.
Question cue
Scheduled reduction versus maturity lump sum.
Terms
Conventional vs. government-supported loan
Difference
Conventional financing lacks FHA insurance or VA or USDA guaranty. Government support changes program risk and eligibility rules.
Question cue
Private risk structure versus federal program support.
Terms
FHA insurance vs. VA guaranty
Difference
FHA insures eligible mortgages. VA guarantees part of eligible loans for qualifying borrowers.
Question cue
Insurance program versus veteran guaranty.
Terms
Primary vs. secondary mortgage market
Difference
The primary market originates loans with borrowers. The secondary market buys, sells, funds, or securitizes existing mortgage interests.
Question cue
Origination versus post-closing liquidity.
Terms
LTV vs. down-payment percentage
Difference
LTV compares loan with the required value base. Down-payment percentage describes the buyer's contribution and is not always the exact underwriting complement in a complex transaction.
Question cue
Loan ratio versus buyer contribution.
Terms
Loan Estimate vs. Closing Disclosure
Difference
The Loan Estimate provides early standardized loan and closing-cost information. The Closing Disclosure presents final transaction terms and costs before consummation under applicable timing rules.
Question cue
Early estimate versus final disclosure.
Terms
RESPA vs. ECOA
Difference
RESPA regulates covered settlement-service practices and disclosures. ECOA prohibits discrimination in credit and governs related creditor duties.
Question cue
Settlement process versus equal credit opportunity.

How should you review your results?

Session
Session 1
Focus
Separate documents and clauses
Proof you are ready
Classify 40 note, mortgage, deed-of-trust, lien, title, acceleration, alienation, defeasance, prepayment, and subordination scenarios.
Session
Session 2
Focus
Compare loan structures
Proof you are ready
Explain fixed, ARM, amortized, balloon, interest-only, reverse, equity, construction, rehab, and bridge structures from payment and purpose facts.
Session
Session 3
Focus
Compare programs and markets
Proof you are ready
Distinguish conventional, conforming, FHA, VA, USDA, seller financing, primary market, secondary market, investor, and servicer roles.
Session
Session 4
Focus
Practice federal lending law
Proof you are ready
Match 40 settlement, disclosure, credit-cost, discrimination, application, estimate, closing, and servicing prompts to current federal frameworks.
Session
Session 5
Focus
Practice underwriting and math
Proof you are ready
Solve 30 LTV, point, PITI, ratio, interest, and mortgage-insurance setups with bases, periods, and units labeled.
Session
Session 6
Focus
Complete mixed Financing practice
Proof you are ready
Score at least 85% on two fresh timed sets and identify document, feature, program, market, law, or formula for every uncertain item.

Do not count recognition as mastery. Close the notes and explain the rule, apply it to a new fact pattern, and identify why each distractor fails.

Continue the feedback loop in Pass Illinois

From concept to decision

Drill this topic, then review the explanation

Pass Illinois gives you original national and Illinois questions, topic-by-topic study, clear explanations, timed practice, flashcards, progress tracking, and Math Coach. Start free, find the weak distinction, and focus the next session there.

Questions students ask about Financing Practice Questions

How many Financing questions are on the national real estate exam?

The PSI broker outline effective June 24, 2026 assigns approximately 10 of 100 scored national questions to Financing. Financing facts can also support questions classified under Real Estate Math, Contracts, Valuation, or Practice of Real Estate.

What Financing topics are on the current broker outline?

The current area includes points, LTV, PMI, interest, PITI, debt ratios, credit scoring, underwriting, notes and security instruments, mortgage clauses, conventional and alternative loan structures, FHA, VA, USDA, seller financing, reverse and equity loans, construction and bridge lending, federal lending law, and the lending path from application through closing.

What is the difference between a note and a mortgage?

The promissory note contains the borrower's promise and debt terms. The mortgage or deed of trust creates the security interest in real property. The note is evidence of the obligation; the security instrument provides collateral remedies under applicable law.

What is the difference between FHA, VA, and USDA loans?

FHA insures eligible loans made by approved lenders. VA guarantees a portion of eligible loans for qualifying veterans, service members, and certain survivors. USDA supports eligible rural housing through its programs. The government generally does not replace the private lender in the ordinary guaranteed or insured transaction.

What federal lending laws should I practice?

Know the broad functions of RESPA and Regulation X, TILA and Regulation Z, TRID disclosures, ECOA and Regulation B, and the federal rules named by the current outline. Practice matching the law to settlement services, cost and credit disclosures, equal credit opportunity, timing, and prohibited conduct rather than memorizing initials alone.

How do I calculate LTV?

LTV equals loan amount divided by the value base required by the problem, expressed as a percentage. To find loan amount, multiply value by decimal LTV. To find value, divide loan by decimal LTV. Do not assume purchase price is always the underwriting value when a question supplies both price and appraisal facts.

How are mortgage points calculated?

One point equals 1% of loan amount. Multiply the loan by the decimal point rate to find the dollar charge. A point does not mean one percentage point of purchase price and does not guarantee a fixed interest-rate reduction across lenders, products, or dates.

What is included in PITI?

PITI means principal, interest, property taxes, and homeowners insurance in its narrow form. A broader housing payment or PITIA can include mortgage insurance, association dues, or other stated components. Align annual and monthly periods before addition and answer the specific total requested.

What practice score should I target in Financing?

Aim for at least 85% on fresh mixed Financing sets and explain the document, loan structure, program, market, law, underwriting input, or formula that controls every uncertain answer. Keep formula errors separate from arithmetic errors.

Are these official PSI Financing questions?

No. They are original practice examples aligned to the current PSI broker outline. The current outline and primary CFPB, HUD, VA, USDA, and Fannie Mae sources were checked through August 1, 2026.

Primary sources

Was this guide useful?

Choose one response. You can add a short note, especially if a rule, example, or explanation needs work. No name or email is requested.